How to Create and Manage a Mutual Fund or Exchange-Traded Fund : A Professional's Guide.

Melinda. Gerber
Bok · Engelsk · 2017 · Electronic books.

Omfang	1 online resource (369 pages)
Utgave	1st ed.
Opplysninger	Intro -- How to Create and Manage a Mutual Fund or Exchange-Traded Fund -- Contents -- Preface -- Acknowledgments -- About the Author -- Part One: Create and Manage a Mutual Fund -- Chapter 1: Why the World Needs Another Mutual Fund -- WHAT IS A MUTUAL FUND? -- SCANDALS -- REGULATIONS -- PRODUCTS -- PLAYERS -- GOING FOR THE BRASS RING -- Chapter 2: Money, Product Differentiation, and Distribution -- DETERMINE WORKING CAPITAL -- FORMULATE YOUR FUND'S MARKETING PLAN -- Chapter 3: Price and Customer Service -- PRICE -- PACKAGING -- Chapter 4: Spreading the Word with Promotion and Publicity -- PRE-EFFECTIVE PROMOTION -- CHOOSE A SPECIAL LAUNCH DATE -- START LOCALLY, GROW NATIONALLY -- RECYCLE, RECYCLE, RECYCLE -- GET EXISTING SHAREHOLDERS TALKING -- INCREASE WEB TRAFFIC -- INVESTMENT ADVISER, PORTFOLIO MANAGER, AND WRITER? -- GET DIRECT WITH YOUR MARKET -- GET MEDIA ATTENTION -- THE PHONE RINGS -- GETTING FACE TIME -- ADVERTISING -- TURN ADVERSITY TO YOUR ADVANTAGE -- CONCLUSION -- Chapter 5: Building Your Mutual Fund Team -- FUND SPONSOR -- THE BOARD -- INVESTMENT ADVISER -- SUBADVISER -- PORTFOLIO MANAGER -- SERVICE PROVIDERS -- BEYOND THE CORE GROUP -- CONCLUSION -- Chapter 6: The Steps to Start a Mutual Fund -- PHASE I: PRELIMINARY DECISION-MAKING -- PHASE II: FILING AND PREPARING FOR DAY 1 (T-0) -- SEEN BUT NOT REQUIRED -- PHASE III: THE DISTRIBUTION OF SHARES BEGINS: DAY 1 -- CONCLUSION -- Part Two: Create and Manage an Exchange-Traded Fund -- Chapter 7: ETFs: The Mutual Fund's Next Evolution -- WHY THIS IS A GOOD BUSINESS -- WHAT IS AN ETF? -- CREATION REDEMPTION PROCESS -- SUCCESS FACTORS -- CONCLUSION -- Chapter 8: Building Your Exchange-Traded Fund Team -- MANAGEMENT MEMBERS -- EXPERIENCE -- FLEXIBILITY -- PARTNER OR COMPETITOR -- YOUR PROTECTOR -- MISSING PIECES -- PRICE -- REFERENCES -- THEY INTERVIEW YOU -- ATTORNEY.. - INDEPENDENT AUDITOR -- TRANSFER AGENT (TA) -- SHAREHOLDER SERVICING -- FUND ACCOUNTANT -- CUSTODIAN -- FUND ADMINISTRATION -- PRINCIPAL UNDERWRITER/DISTRIBUTOR -- OTHER ETF TEAM MEMBERS -- CONCLUSION -- Chapter 9: The Steps to Start an Exchange-Traded Fund -- PHASE I: PRELIMINARY DECISION-MAKING -- PHASE II: FILING AND PREPARING FOR DAY 1 (T-0) -- PHASE III: DISTRIBUTION OF SHARES BEGINS: DAY 1 -- Appendix A: What to Expect in Your First Year -- A VISIT BY THE SEC -- THE NINE FORMS -- FIRST ANNUAL AUDIT -- REVISIT YOUR BUSINESS PLAN -- ON YOUR ANNIVERSARY -- Appendix B: Selling Your Business -- THE SELLING PROCESS -- WORD OF CAUTION -- Appendix C: Useful Web Sites, Phone Numbers, and Additional Readings -- GOVERNMENT AGENCIES -- NONGOVERNMENT GROUPS -- BOOKS -- Appendix D: List of Service Provider Questions -- 40 ACT ATTORNEY -- INDEPENDENT AUDITOR -- THE SERVICE PROVIDER FIRM -- TRANSFER AGENT -- SHAREHOLDER SERVICING GROUP -- FUND ACCOUNTANT -- CUSTODIAN -- FUND ADMINISTRATION -- DISTRIBUTOR/PRINCIPAL UNDERWRITER -- PUBLIC RELATIONS -- PLATFORM SPONSOR (AS MARKETING OPPORTUNITY) -- FINANCIAL PRINTERS -- TRADING DESK BROKER-DEALER -- Afterword -- Notes -- Index.. - With this book, author Melinda Gerber walks you through the twenty-nine steps needed to start a mutual fund and the thirty-six steps needed to start an ETF. She provides costs and detailed explanations of how to accomplish each task from fledgling idea to the actuality of selling shares, and also takes the time to explain the importance of creating a clear vision for your fund as well as how to successfully profile customers and identify your competition.
Emner	Exchange traded funds -- United States -- Management. Mutual funds -- United States -- Management. Portfolio management -- United States.
Sjanger	Electronic books.
Dewey	332.6327068
ISBN	9780470258347
ISBN(galt)	9780470120552